Alan C.
Managing Director | Financial services: Investment, private equity, venture, hedge funds
Experienced industry professional with a demonstrated history of working in the financial services industry. Skilled in credit, private equity, venture, hedge and fund of funds. Strong global risk ma...see more
- Financial Services Banking & Insurance
- Professional Services
€750
/hr
- Pre-vetted expert
- Confirmed hourly rate
- Available on short notice
Experience
Managing Director
Treliant2 years
Current position
Feb 2020 - PresentAs an MD at Treliant, Alan is responsible for assisting securities, banking, investment management (alternative and traditional), asset purchasers and insurance clients with their compl...see more
Consulting Partner and Global Private Equity Practice Leader
Optima Partners Compliance Advisory2 years
May 2018 - Nov 2019
Responsible for delivering timely, practical and responsive regulatory advice and support to clients. Clients include: hedge, venture and private equity funds; broker dealers, commodit...see more
Partner
ACA Compliance Group2 years
Dec 2015 - Dec 2017
- Focused on driving governance, risk and control solutions for clients across a variety of functions, products and organization types. - Leverage industry experience and regulatory kno...see more
Chief Compliance Officer (Global)
Bain Capital LLC9 years
Dec 2006 - Nov 2015
Bain Capital Credit is a leading global credit specialist with $43.7 billion in assets under management. We invest across the full spectrum of credit strategies, including leveraged loa...see more
Chief Compliance Officer
Sankaty Advisors LLC A Bain Capital Company2 years
Dec 2004 - Dec 2006
Bain Capital Credit is a leading global credit specialist with $43.7 billion in assets under management. We invest across the full spectrum of credit strategies, including leveraged loa...see more
Chief Compliance Officer and AGC
J P Morgan Chase6 years
Dec 1998 - Dec 2004
Chase Investment Services/Bank One Investments - CCO JP Morgan Private Bank - Head of Compliance JP Morgan Private Investments(Private Bank RIA) - CCO JP Morgan Securities - Compliance ...see more
Vice President and Compliance Officer
Citibank Global Private Bank2 years
Dec 1996 - Dec 1998
Responsible for Investments Compliance (Asset Management, Brokerage and Derivatives) in the Private Bank
Senior Consultant
PricewaterhouseCoopers3 years
Dec 1993 - Dec 1996
PwC is a global professional service network serving in Audit and assurance, consulting and tax services. The company is considered as one of the Big Four accounting firms.
Industries, roles and expertise
Industry experience
- Financial Services Banking & Insurance
- Professional Services
Expertise
- Business Strategy
- Management
- Finance
- Due Diligence
- Asset Management
- Corporate Law
- Financial Analysis
- Anti Money Laundering