Alan C.

Managing Director | Financial services: Investment, private equity, venture, hedge funds

United States of America
EN

Experienced industry professional with a demonstrated history of working in the financial services industry. Skilled in credit, private equity, venture, hedge and fund of funds. Strong global risk ma...see more

  • Financial Services Banking & Insurance
  • Professional Services

750

/hr
  • Pre-vetted expert
  • Confirmed hourly rate
  • Available on short notice

Experience

Managing Director

Treliant
2 years
Current position
Feb 2020 - Present
As an MD at Treliant, Alan is responsible for assisting securities, banking, investment management (alternative and traditional), asset purchasers and insurance clients with their compl...see more

Consulting Partner and Global Private Equity Practice Leader

Optima Partners Compliance Advisory
2 years
May 2018 - Nov 2019
Responsible for delivering timely, practical and responsive regulatory advice and support to clients. Clients include: hedge, venture and private equity funds; broker dealers, commodit...see more

Partner

ACA Compliance Group
2 years
Dec 2015 - Dec 2017
- Focused on driving governance, risk and control solutions for clients across a variety of functions, products and organization types. - Leverage industry experience and regulatory kno...see more

Chief Compliance Officer (Global)

Bain Capital LLC
9 years
Dec 2006 - Nov 2015
Bain Capital Credit is a leading global credit specialist with $43.7 billion in assets under management. We invest across the full spectrum of credit strategies, including leveraged loa...see more

Chief Compliance Officer

Sankaty Advisors LLC A Bain Capital Company
2 years
Dec 2004 - Dec 2006
Bain Capital Credit is a leading global credit specialist with $43.7 billion in assets under management. We invest across the full spectrum of credit strategies, including leveraged loa...see more

Chief Compliance Officer and AGC

J P Morgan Chase
6 years
Dec 1998 - Dec 2004
Chase Investment Services/Bank One Investments - CCO JP Morgan Private Bank - Head of Compliance JP Morgan Private Investments(Private Bank RIA) - CCO JP Morgan Securities - Compliance ...see more

Vice President and Compliance Officer

Citibank Global Private Bank
2 years
Dec 1996 - Dec 1998
Responsible for Investments Compliance (Asset Management, Brokerage and Derivatives) in the Private Bank

Senior Consultant

PricewaterhouseCoopers
3 years
Dec 1993 - Dec 1996
PwC is a global professional service network serving in Audit and assurance, consulting and tax services. The company is considered as one of the Big Four accounting firms.

Industries, roles and expertise

Industry experience

  • Financial Services Banking & Insurance
  • Professional Services

Expertise

  • Business Strategy
  • Management
  • Finance
  • Due Diligence
  • Asset Management
  • Corporate Law
  • Financial Analysis
  • Anti Money Laundering